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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant35 years in industry

DANIEL ROBERT WILLIAMS

Advisor at WILLIAMS ADVISORY SERVICES, LLC

WELLESLEY, MA

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Search this name across graphsid dfx:ria:493e6e87-298d-427d-ceb8-28531ac5e548

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WILLIAMS ADVISORY SERVICES, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 5, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Apr 5, 1991
First registration: Oct 18, 2001
Dual registered: no
Other names: DANIEL R WILLIAMS
IAPD individual key: 2108263

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WILLIAMS ADVISORY SERVICES, LLC	State registered	Jun 7, 2010	n/a	yes	WELLESLEY, MA	Current employment
COMPREHENSIVE CAPITAL MANAGEMENT, INC.	Independent wealth	Oct 6, 2009	Jul 12, 2010	no	TOTOWA, NJ	Previous registration
HERITAGE FINANCIAL SERVICES	Former SEC adviser	May 24, 2002	Jun 30, 2009	no	WELLESLEY, MA	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Oct 18, 2001	Oct 8, 2009	no	WELLESLEY, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMPREHENSIVE CAPITAL MANAGEMENT, INC.	WILLIAMS ADVISORY SERVICES, LLC	Jul 12, 2010	Jun 7, 2010	-35	Firm change after gap	Other
COMMONWEALTH FINANCIAL NETWORK	HERITAGE FINANCIAL SERVICES	Oct 8, 2009	May 24, 2002	-2,694	Firm change after gap	Other
HERITAGE FINANCIAL SERVICES	COMPREHENSIVE CAPITAL MANAGEMENT, INC.	Jun 30, 2009	Oct 6, 2009	98	Firm change	Other

Relationships

Registered with (4)

→ WILLIAMS ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jun 7, 2010 to presentfactForm ADV
→ COMPREHENSIVE CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 6, 2009 to Jul 12, 2010factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Oct 18, 2001 to Oct 8, 2009factForm ADV
→ HERITAGE FINANCIAL SERVICESRegistered adviserregistration: previous registration
May 24, 2002 to Jun 30, 2009factForm ADV

Dated events

No dated event names this entity yet.