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Advisor at LPL FINANCIAL LLC
LA JOLLA, CA | MURRIETA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 28, 2020 | n/a | yes | LA JOLLA, CA|MURRIETA, CA | Current employment |
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Oct 31, 2019 | Aug 31, 2020 | no | ESCONDIDO, CA|RAMONA, CA|SAN DIEGO, CA|POWAY, CA|San Diego, CA|SAN DIEGO, CA|MENIFEE, CA|HEMET, CA|VISTA, CA|TEMECULA, CA|FALLBROOK, CA|SAN MARCOS, CA|CARLSBAD, CA | Previous registration |
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Aug 21, 2013 | Mar 13, 2019 | no | FALLBROOK, CA|TEMECULA, CA|ESCONDIDO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | LPL FINANCIAL LLC | Aug 31, 2020 | Sep 28, 2020 | 28 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 14455:6413:CA:2020-08-19 | Aug 31, 2020 | Sep 28, 2020 | CARLSBAD, CA | Firm change |