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C•••••• J••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst15 years in industry

C•••••• J••••• K••••••

Advisor at C•••••• G•••• P•••••• C••••• S•••••••• I•••

Los Angeles, CA | Naples, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 2, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• G•••• P•••••• C••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 30, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• G•••• P•••••• C••••• S•••••••• I•••	Independent wealth	Apr 6, 2026	n/a	yes	Los Angeles, CA\|Naples, FL	Current employment
R•• R•••••••• L••	Bd affiliated wealth	Jun 8, 2018	Mar 4, 2026	no	NEW YORK, NY\|Naples, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• R•••••••• L••	C•••••• G•••• P•••••• C••••• S•••••••• I•••	Mar 4, 2026	Apr 6, 2026	33	Firm change	Ibd to RIA
S•••••••• A••••••• L••	R•• R•••••••• L••	Mar 31, 2018	Jun 8, 2018

Relationships

Registered with (4)

→ C•••••• G•••• P•••••• C••••• S•••••••• I•••Registered adviserregistration: current employment
Apr 6, 2026 to presentfactForm ADV
→ R•• R•••••••• L••Registered adviserregistration: previous registration
Jun 8, 2018 to Mar 4, 2026factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
May 5, 2015 to Mar 31, 2018factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Order

Occurred
4 Mar 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 2, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.