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Advisor at LPL FINANCIAL LLC
CHESAPEAKE, VA | NORFOLK, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 23, 2022 | n/a | yes | CHESAPEAKE, VA|NORFOLK, VA | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Dec 24, 2014 | Jun 22, 2022 | no | NORFOLK, VA | Previous registration |
| WADDELL & REED | Former SEC adviser | Feb 5, 2013 | Jan 6, 2015 | no | VIRGINIA BEACH, VA | Previous registration |
| FIRST COMMAND FINANCIAL PLANNING, INC. | Former SEC adviser | Mar 21, 2012 | Mar 8, 2013 | no | Chesapeake, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | LPL FINANCIAL LLC | Jun 22, 2022 | Jun 23, 2022 | 1 | Firm change | Ibd to RIA |
| WADDELL & REED | SECURITIES AMERICA ADVISORS, INC. | Jan 6, 2015 | Dec 24, 2014 | -13 | Firm change | Other |
| FIRST COMMAND FINANCIAL PLANNING, INC. | WADDELL & REED | Mar 8, 2013 | Feb 5, 2013 | -31 | Firm change after gap | Other |