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M•••• A••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

M•••• A••••• P•••••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

SAVANNAH, GA

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Search this name across graphsid dfx:ria:49597fef-ed26-1377-9ad5-8a1238a4d6c7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 22, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Apr 25, 2023	n/a	yes	SAVANNAH, GA	Current employment
W••••••••• W••••• M••••••••• L••	Independent wealth	Aug 10, 2010	Jul 30, 2015	no	SAVANNAH, GA\|SAVANNAH, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• W••••• M••••••••• L••	S•••••• N••••••• • C••••••• I•••••••••	Jul 30, 2015	Apr 25, 2023	2,826	Firm change after gap	Other

Relationships

Registered with (2)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Apr 25, 2023 to presentfactForm ADV
→ W••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 10, 2010 to Jul 30, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49597fef-ed26-1377-9ad5-8a1238a4d6c7
First observed: Aug 10, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.