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Advisor at EDWARD JONES
PORT ST LUCIE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Apr 5, 2012 | n/a | yes | PORT ST LUCIE, FL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 13, 2010 | Feb 24, 2011 | no | PORT ST LUCIE, FL|PORT ST. LUCIE, FL|STUART, FL|HOBE SOUND, FL|PALM CITY, FL | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Nov 13, 2009 | Jan 6, 2010 | no | PORT ST. LUCIE, FL | Previous registration |
| NATCITY INVESTMENTS, INC. | n/a | Dec 12, 2007 | Nov 13, 2009 | no | PORT ST. LUCIE, FL|WEST PALM BEACH, FL|PORT ST. LUCIE, FL | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Oct 31, 2002 | Nov 26, 2007 | no | PORT ST LUCIE, FL|PORT ST. LUCIE, FL|PORT ST. LUCIE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | EDWARD JONES | Feb 24, 2011 | Apr 5, 2012 | 406 | Firm change after gap | Other |
| PNC WEALTH MANAGEMENT | LPL FINANCIAL LLC | Jan 6, 2010 | Jan 13, 2010 | 7 | Firm change | Other |
| NATCITY INVESTMENTS, INC. | PNC WEALTH MANAGEMENT | Nov 13, 2009 | Nov 13, 2009 | 0 | Bulk transfer | Other |
| EQUITABLE ADVISORS, LLC | NATCITY INVESTMENTS, INC. | Nov 26, 2007 | Dec 12, 2007 | 16 | Firm change | Other |