R•••••• S••

Advisor at R•••••••• W••••• M••••••••• L••

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:49622a44-9680-d03a-3eb6-ed7059f96615

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 20, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• W••••• M••••••••• L••	State registered	May 14, 2024	n/a	yes	LOUISVILLE, KY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 19, 2006	Aug 4, 2010	no	LOUISVILLE, KY\|LOUISVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R•••••••• W••••• M••••••••• L••	Aug 4, 2010	May 14, 2024	5,032	Firm change after gap	Other
F•••• T•••• S••••••••• I•••	L•• F•••••••• L••	Jan 20, 2006	Jan 19, 2006

Relationships

Registered with (4)

→ R•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 14, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 19, 2006 to Aug 4, 2010factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 16, 2005 to Jan 20, 2006factForm ADV
→ M••••• S•••••• D• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49622a44-9680-d03a-3eb6-ed7059f96615
First observed: Jul 5, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.