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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

JOHN CURRAN MASTERSON

Advisor at LPL FINANCIAL LLC

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:49668992-ca2d-0822-95ff-f161ea2f8d21

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 26, 1987
First registration: May 15, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1617155

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 25, 2009	n/a	yes	SANTA MONICA, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Nov 12, 2009	no	BEVERLY HILLS, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Sep 14, 2005	Jan 1, 2008	no	BEVERLY HILLS, CA\|BEVERLY HILLS, CA\|ST. LOUIS, MO	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	May 15, 2001	Aug 9, 2005	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Nov 12, 2009	Nov 25, 2009	13	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
WELLS FARGO INVESTMENTS, LLC	A. G. EDWARDS & SONS, INC.	Aug 9, 2005	Sep 14, 2005	36	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 25, 2009 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Nov 12, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Sep 14, 2005 to Jan 1, 2008factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
May 15, 2001 to Aug 9, 2005factForm ADV

Dated events

No dated event names this entity yet.