DFX Intelligence

R•••••• A•• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner44 years in industry

R•••••• A•• B••••••

Advisor at S•••••••• P•••••••• A•••••••

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:497d8567-d49a-8659-96cf-7960550ed69e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• P•••••••• A•••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Apr 3, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• P•••••••• A•••••••	Former SEC adviser	May 1, 2009	n/a	yes	LAS VEGAS, NV	Current employment
S•••••••• P•••••••• A•••••••	Former SEC adviser	May 1, 2009	Dec 31, 2014	no	LAS VEGAS, NV	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	S•••••••• P•••••••• A•••••••	May 20, 2009	May 1, 2009	-19	Firm change	Other

Relationships

Registered with (2)

→ S•••••••• P•••••••• A•••••••Registered adviserregistration: previous registration
May 1, 2009 to Dec 31, 2014factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Feb 9, 2001 to May 20, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:497d8567-d49a-8659-96cf-7960550ed69e
First observed: Feb 9, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.