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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

JULIE HELMS LANCASTER

Advisor at TRUIST ADVISORY SERVICES, INC.

WILMINGTON, NC

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Search this name across graphsid dfx:ria:497dc4b3-b5a4-81d5-fd8b-7b05c7a95408

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S63|S65|S66
First exam: Feb 25, 1994
First registration: Feb 10, 2000
Dual registered: yes, broker-dealer
Other names: JULIE ANN HELMS|JULIE A HELMS
IAPD individual key: 2447432

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	n/a	yes	WILMINGTON, NC	Current employment
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	Feb 17, 2021	no	CHARLOTTE, NC\|WILMINGTON, NC\|WILMINGTON, NC\|CAROLINA BEACH, NC\|WILMINGTON, NC\|OAK ISLAND, NC\|SOUTHPORT, NC\|RICHMOND, VA\|MT. PLEASANT, SC	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Jan 15, 2015	Jan 2, 2018	no	CHARLOTTE, NC\|WILMINGTON, NC\|WILMINGTON, NC\|SOUTHPORT, NC\|SOUTHPORT, NC\|CAROLINA BEACH, NC\|SNEADS FERRY, NC\|WILMINGTON, NC\|OAK ISLAND, NC\|SOUTHPORT, NC\|SOUTHPORT, NC\|WILMINGTON, NC	Previous registration
OMNISTAR FINANCIAL GROUP, INC.	Independent wealth	Apr 25, 2013	May 21, 2015	no	WILMINGTON, NC	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Sep 8, 2006	Sep 27, 2010	no	WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC\|WILMINGTON, NC	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Feb 10, 2000	Sep 7, 2006	no	WILMINGTON, NC\|WILMINGTON, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other
OMNISTAR FINANCIAL GROUP, INC.	BB&T INVESTMENT SERVICES, INC.	May 21, 2015	Jan 15, 2015	-126	Firm change after gap	Other
SUNTRUST INVESTMENT SERVICES, INC.	OMNISTAR FINANCIAL GROUP, INC.	Sep 27, 2010	Apr 25, 2013	941	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Sep 7, 2006	Sep 8, 2006	1	Firm change	Other

Relationships

Registered with (6)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Feb 17, 2021 to presentfactForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to Feb 17, 2021factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 15, 2015 to Jan 2, 2018factForm ADV
→ OMNISTAR FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Apr 25, 2013 to May 21, 2015factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Sep 8, 2006 to Sep 27, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Feb 10, 2000 to Sep 7, 2006factForm ADV

Dated events

No dated event names this entity yet.