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Advisor at ROBERT W. BAIRD & CO. INCORPORATED
Franklin, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Oct 14, 2024 | n/a | yes | Franklin, TN | Current employment |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Aug 3, 2022 | Nov 13, 2024 | no | Franklin, TN | Previous registration |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Mar 22, 2018 | Dec 31, 2022 | no | Franklin, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | ROBERT W. BAIRD & CO. INCORPORATED | Nov 13, 2024 | Oct 14, 2024 | -30 | Firm change | Ibd to RIA |
| B RILEY WEALTH MANAGEMENT | B. RILEY WEALTH ADVISORS, INC. | Dec 31, 2022 | Aug 3, 2022 | -150 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 115927:8158:TN:2024-11-13 | Nov 13, 2024 | Oct 14, 2024 | FRANKLIN, TN | Firm change |