DFX Intelligence

M•••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M•••• A••••••• L••

CRD 289245

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:499889fd-98f8-94d1-d49f-45c6086b86b5

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 2
Observed: Jun 30, 2021 to Mar 31, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M•••• A••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

M•••• A••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.62 fund_share=0.26 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $174M••• Locked
Discretionary RAUM: $1.6M
Private client RAUM: $109Mderived••• Locked
Private client share: 62%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•••• F•••• M••• P••••• F••• L•	Private Equity Fund	$14.8M	Mar 29, 2024	37	Jun 22, 2023	reported	n/a
M•••• P•••••• S••••••••• I•••••••• F••• L•	Hedge Fund	$759,734

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• R•••••• L•••••	Member	C	yes	10/2017	Jun 30, 2021	Mar 29, 2024
C•••••• D••••• G•••••	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER	D	yes	10/2017	Jun 30, 2021	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••• 3•• V•••• G• L•	n/a	n/a	n/a	Y	yes	n/a
M•••• 3•• V•••• G• L•	n/a	n/a	n/a	Y	yes	n/a
M•••• F•••• M••• P••••• F••• G• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$174M	$185M	-5.7%	$158M	3.4%	4	4	0	0

Relationships

Advises (2)

→ M•••• P•••••• S••••••••• I•••••••• F••• L•Private fundHedge Fund, IA
Jun 30, 2021 to presentfactForm ADV
→ M•••• F•••• M••• P••••• F••• L•Private fundPrivate Equity Fund, IA
Jun 22, 2023 to presentfactForm ADV

Controls (2)

← B•••••••• R•••••• L•••••OwnerMEMBER, ownership code C, individual
Jun 30, 2021 to Mar 29, 2024factForm ADV
← C•••••• D••••• G•••••

Dated events

Occurred
Jun 30, 2021
First Form ADV filing
M•••• A••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:499889fd-98f8-94d1-d49f-45c6086b86b5
First observed: Jun 30, 2021
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.