DFX Intelligence

G•••••• P•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

G•••••• P•••••• B••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Rochester, NY

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Search this name across graphsid dfx:ria:499d1bf1-2d91-81d0-f19d-4b768c891fea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 10, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Sep 17, 2025	n/a	yes	Rochester, NY	Current employment
A••••••• C•••••• M••••••••• L••	Independent wealth	Jan 27, 2023	Aug 28, 2025	no	CORNING, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• C•••••• M••••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Aug 28, 2025	Sep 17, 2025	20	Firm change	RIA to ibd
C•••••••• I••••••••• R••••••• A•••••••• I•••	A••••••• C•••••• M••••••••• L••	Dec 20, 2022	Jan 27, 2023

Relationships

Registered with (2)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 10, 2020 to Dec 20, 2022factForm ADV
→ A••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 27, 2023 to Aug 28, 2025factForm ADV

Dated events

Occurred
Aug 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:499d1bf1-2d91-81d0-f19d-4b768c891fea
First observed: Jun 10, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.