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RIA / WealthAdvisor27 years in industry

Trevor Thomas Leidy

Advisor at DAKOTA WEALTH ADVISORS LLC

BISMARCK, ND

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Search this name across graphsid dfx:ria:49a087b0-df18-0541-3a8f-67d3ce63d5ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Nov 2, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DAKOTA WEALTH ADVISORS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 6, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Jul 6, 1999
First registration: Nov 2, 2006
Dual registered: no
IAPD individual key: 3117233

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DAKOTA WEALTH ADVISORS LLC	State registered	Apr 6, 2022	n/a	yes	BISMARCK, ND	Current employment
GRADIENT ADVISORS, LLC	Independent wealth	Sep 23, 2019	Dec 31, 2021	no	Bismarck, ND\|ARDEN HILLS, MN	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jun 4, 2018	Jun 27, 2018	no	OMAHA, NE\|BISMARCK, ND	Previous registration
CAPITAL FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 8, 2018	Apr 17, 2018	no	BISMARCK, ND\|Minot, ND	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Oct 29, 2015	Sep 20, 2017	no	PERHAM, MN	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Sep 24, 2012	Nov 3, 2015	no	BISMARCK, ND\|WILTON, ND	Previous registration
NOVODYN ADVISORS LLC	State registered	Jul 9, 2012	Sep 19, 2012	no	THE WOODLANDS, TX	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Nov 2, 2006	Mar 22, 2012	no	WASHBURN, ND\|BISMARCK, ND\|WASHBURN, ND\|GARRISON, ND\|GARRISON, ND	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GRADIENT ADVISORS, LLC	DAKOTA WEALTH ADVISORS LLC	Dec 31, 2021	Apr 6, 2022	96	Firm change	RIA to state RIA
PRUCO SECURITIES, LLC	GRADIENT ADVISORS, LLC	Jun 27, 2018	Sep 23, 2019	453	Firm change after gap	Ibd to RIA
CAPITAL FINANCIAL SERVICES, INC.	PRUCO SECURITIES, LLC	Apr 17, 2018	Jun 4, 2018	48	Firm change	RIA to ibd
INVESTMENT CENTERS OF AMERICA, INC.	CAPITAL FINANCIAL SERVICES, INC.	Sep 20, 2017	Jan 8, 2018	110	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	INVESTMENT CENTERS OF AMERICA, INC.	Nov 3, 2015	Oct 29, 2015	-5	Firm change	Other
NOVODYN ADVISORS LLC	SECURITIES AMERICA ADVISORS, INC.	Sep 19, 2012	Sep 24, 2012	5	Firm change	Other
INVESTMENT CENTERS OF AMERICA, INC.	NOVODYN ADVISORS LLC	Mar 22, 2012	Jul 9, 2012	109	Firm change	Other

Relationships

Registered with (7)

→ DAKOTA WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Apr 6, 2022 to presentfactForm ADV
→ GRADIENT ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 23, 2019 to Dec 31, 2021factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 4, 2018 to Jun 27, 2018factForm ADV
→ CAPITAL FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 8, 2018 to Apr 17, 2018factForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Oct 29, 2015 to Sep 20, 2017factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Sep 24, 2012 to Nov 3, 2015factForm ADV
→ NOVODYN ADVISORS LLCRegistered adviserregistration: previous registration
Jul 9, 2012 to Sep 19, 2012factForm ADV

Dated events

No dated event names this entity yet.