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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

DEBORA JEANNE DUIS

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

St Petersburg, FL

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Search this name across graphsid dfx:ria:49a41db9-3079-00be-627e-31f4df203f05

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 28, 1993
First registration: May 14, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 2390411

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 12, 2023	n/a	yes	St Petersburg, FL	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jul 6, 2017	Dec 31, 2022	no	ST. PETERSBURG, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Mar 14, 2016	Dec 31, 2016	no	ST. PETERSBURG, FL	Previous registration
JHS CAPITAL ADVISORS, LLC	Former SEC adviser	Nov 9, 2011	Aug 24, 2015	no	BRADENTON, FL\|SEBRING, FL\|TAMPA, FL\|MIAMI, FL\|PARRISH, FL\|TAMPA, FL	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Aug 22, 2008	Nov 1, 2011	no	TAMPA, FL	Previous registration
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	May 14, 2008	Jul 10, 2008	no	TAMPA, FL\|Tampa, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 31, 2022	May 12, 2023	132	Firm change	Ibd to ibd
JHS CAPITAL ADVISORS, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Aug 24, 2015	Mar 14, 2016	203	Firm change	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	JHS CAPITAL ADVISORS, LLC	Nov 1, 2011	Nov 9, 2011	8	Firm change	Other
ROBERT W. BAIRD & CO. INCORPORATED	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jul 10, 2008	Aug 22, 2008	43	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
705:149018:FL:2022-12-21	Dec 31, 2022	May 12, 2023	ST PETERSBURG, FL	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
May 12, 2023 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jul 6, 2017 to Dec 31, 2022factForm ADV
→ JHS CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 9, 2011 to Aug 24, 2015factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Aug 22, 2008 to Nov 1, 2011factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
May 14, 2008 to Jul 10, 2008factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
Debora Jeanne Duis left Raymond James & Associates, Inc. for Raymond James Financial Services Advisors, Inc (registered 2023-05-12)
Form ADVobserved 6 days ago