This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CALDWELL SUTTER CAPITAL, INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2008earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Jan 16, 2009

First registration

Jan 21, 2009

Dual registered

yes, broker-dealer

Other names

GREGORY HARDER

IAPD individual key

5614504

• Occurred

  Feb 24, 2023
  Advisor changed firm

  Gregory Joseph Harder left Lanark Financial, Inc. for Caldwell Sutter Capital, Inc. (registered 2023-03-02)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:49a4be80-8473-10ab-c4b5-c730ab7c3c4e

First observed

Jan 21, 2009

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.