DFX Intelligence

E••••••••• P•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

E••••••••• P•••••••• L•••

CRD 166338

PRINCETON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

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Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 26
On other graphs: 0
Observed: Jan 15, 2013 to Mar 30, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.9B••• Locked
Discretionary RAUM: $4.9B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 40

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E••••••••• E••••• M••••• N•••••• F•••• L•••	Hedge Fund	$3.7B	Mar 30, 2026	2	Mar 28, 2018	reported	n/a
E••••••••• E••••••• F•••• L•••	Hedge Fund	$691M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• S•••••• S•••••	CHIEF FINANCIAL OFFICER	Na	yes	06/2013	Aug 9, 2013	May 13, 2024
C••••••• E••• M••••••••• L••	GENERAL PARTNER	Na	yes	01/2019	Jan 30, 2019	May 13, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E••••••••• G•• L•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.9B	$3.4B	44.9%	$1.8B	39.8%	40	40	0	0

Relationships

Advises (6)

→ E••••••••• E••••••• F•••• L•••Private fundHedge Fund, IA
Jan 15, 2013 to presentfactForm ADV
→ E••••••••• E••••• M••••• N•••••• F•••• L•••Private fundHedge Fund, IA
Mar 28, 2018 to presentfactForm ADV
→ E••••••••• G••••• M••••• F•••• L•••Private fundHedge Fund, IA
Mar 30, 2026 to presentfactForm ADV
→ E••••••••• N••• F•••• L•••

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
30 Mar 2026
Ria private fund assets change
••• Locked
Form ADV
$2.2B
Occurred
30 Mar 2026
Private fund gav change2 events
Private fund gav change: 2 on 30 Mar 2026
$320M to $2.4B
- ••• Locked$2.4B
- ••• Locked$320M
Occurred
30 Mar 2026
Private fund first reported
••• Locked
Form ADV
$479M
Occurred
30 Mar 2026
Private fund no longer reported2 events
Private fund no longer reported: 2 on 30 Mar 2026
$309M to $677M
- ••• Locked$677M
- ••• Locked$309M
Occurred
30 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$1.5B

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 15, 2013
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 13 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Y•••••••• P••••• N•••••••	SOLE MEMBER	E	yes	12/2012	Jan 15, 2013	May 13, 2024
Y•••••••• P••••• N•••••••	CHIEF INVESTMENT OFFICER (FORMERLY CEO AND CIO. EFFECTIVE 10/2023, SOLELY CIO)	Na	yes	12/2007	Jan 15, 2013	May 13, 2024
B•••••• M••••	CO-HEAD, RESEARCH	A	no	06/2022	Mar 30, 2023	May 13, 2024

All 14 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$286M	$286M	35	9	n/a	1	$286M
2014	Mar 30, 2015	$234M	$234M	34	9	n/a	1	$234M
2013	Mar 28, 2014	$183M	$183M	35	10	n/a	1	$183M
2012	Mar 28, 2013	$90.8M	$90.8M	36	11	n/a	1	$90.8M