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E••• C•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

E••• C•••••• B••••••

Advisor at S••••• O•• S••••••••• I•••

Harrisburg, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:49b48f88-b1c8-a976-8904-78b38b756ea4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• O•• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 17, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• O•• S••••••••• I•••	Bd affiliated wealth	Mar 31, 2023	n/a	yes	Harrisburg, PA	Current employment
F•••••••• A•••••••• L••	Independent wealth	Aug 26, 2013	Feb 7, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A•••••••• L••	S••••• O•• S••••••••• I•••	Feb 7, 2024	Mar 31, 2023	-313	Firm change after gap	RIA to ibd
G••••••• A•••• A•••••••• L••	F•••••••• A•••••••• L••	Aug 15, 2013

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
116978:46947:PA:2024-02-07	Feb 7, 2024	Mar 31, 2023	LANCASTER, PA	Firm change after gap

Relationships

Registered with (4)

→ S••••• O•• S••••••••• I•••Registered adviserregistration: current employment
Mar 31, 2023 to presentfactForm ADV
→ F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 26, 2013 to Feb 7, 2024factForm ADV
→ G••••••• A•••• A•••••••• L••Registered adviserregistration: previous registration
Nov 7, 2007 to Aug 15, 2013factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

Occurred
Feb 7, 2024
Advisor changed firm
E••• C•••••• B•••••• left F•••••••• A•••••••• L•• for S••••• O•• S••••••••• I••• (registered 2023-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49b48f88-b1c8-a976-8904-78b38b756ea4
First observed: Jan 13, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.