DFX Intelligence

R••••• G••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

R••••• G••• W•••••

Advisor at C•••••• I••••••••• G••••• I•••

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:49b68e4c-c820-cbbe-bfd1-cc9fb13c0699

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• I••••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 8, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• I••••••••• G••••• I•••	Independent wealth	Jan 12, 2007	n/a	yes	COLORADO SPRINGS, CO	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 8, 2004	Jan 16, 2007	no	COLORADO SPRINGS, CO\|COLORADO SPRINGS, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	C•••••• I••••••••• G••••• I•••	Jan 16, 2007	Jan 12, 2007	-4	Firm change	Other
E•••••••• A•••••••• L••	W•••• F•••• A•••••••	Jan 21, 2004	Jan 8, 2004

Relationships

Registered with (3)

→ C•••••• I••••••••• G••••• I•••Registered adviserregistration: current employment
Jan 12, 2007 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 8, 2004 to Jan 16, 2007factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 28, 2002 to Jan 21, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49b68e4c-c820-cbbe-bfd1-cc9fb13c0699
First observed: Feb 28, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.