DFX Intelligence

C•••••••• C•••••• G••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

C•••••••• C•••••• G••••• L•••

CRD 157920

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:49cf1223-f706-ce93-b5a7-1ee97044f48d

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 171
Dated events: 40
On other graphs: 5
Observed: Feb 14, 2012 to Jun 30, 2026
37 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Family Officesidentity

C•••••••• C•••••• G••••• L•••

Family office · cited, shared crd

Independent Sponsorsidentity

C•••••••• C•••••• G••••• L•••

Capital provider to sponsors · cited, shared crd

Private Equityidentity

C•••••••• C•••••• G••••• L•••

Private equity manager · cited, shared crd

Allocatorsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0
Regulatory AUM: $84B••• Locked
Discretionary RAUM: $84B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 250

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••••• C•••••• P••••••• V••• L•••	Private Equity Fund	$8.6B	Jun 30, 2026	114	Jul 2, 2021	reported	021-413538
C•••••••• C•••••• P••••••• V•• ••••••••• L•••	Private Equity Fund	$8.2B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••• H•••••• L••	GENERAL PARTNER	C	yes	07/2016	Mar 31, 2023	Jun 4, 2024
A••• H•••••• L••	GENERAL PARTNER	F	yes	07/2016	Mar 31, 2023	Jun 4, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• C•••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
B•••• F•••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
B•••• F••••••• G•• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Westport	Ct	United States	1	no
London	n/a	United Kingdom	1	no
Singapore	n/a	Singapore	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$84B	$80B	5.0%	$60B	11.9%	250	207	8	6

Relationships

showing 80 of 171

Advises (80)

→ T••••••• C•• I•• L•••Private fundSecuritized Asset Fund, IA
Mar 30, 2015 to presentfactForm ADV
→ F•• C••••••••• P••••••• A• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ I••• P••••••• V• B• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ B•••• L•••••• L•••

Dated events

Occurred
Jun 30, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$101M
Occurred
Jun 30, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$14.6M
Occurred
Jun 30, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$232M
Occurred
Jun 30, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49cf1223-f706-ce93-b5a7-1ee97044f48d
First observed: Feb 14, 2012
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.