DFX Intelligence

T••• A•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

T••• A•••• S••••••••

Advisor at A••••••• I••••••••• A•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:49dd3f65-1395-4962-6361-66ccf402aff4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 31, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 24, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• I••••••••• A•••••••• L••	I•••••••••_WEALTH	Sep 16, 2022	n/a	yes	Laguna Niguel, CA\|DALLAS, TX\|Southlake, TX	Current employment
G••••• S•••• E••••• A•••••••• L••	Former SEC adviser	Jan 12, 2021	Sep 20, 2022	no	SOUTH COAST METRO, CA\|Southlake, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• S•••• E••••• A•••••••• L••	A••••••• I••••••••• A•••••••• L••	Sep 20, 2022	Sep 16, 2022	-4	Firm change	RIA to RIA
C••••• F•••••••• G•••• L••	G••••• S•••• E••••• A•••••••• L••	Mar 15, 2021	Jan 12, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
289796:322879:CA:2022-09-20	Sep 20, 2022	Sep 16, 2022	SOUTH COAST METRO, CA	Firm change

Relationships

Registered with (6)

→ A••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 16, 2022 to presentfactForm ADV
→ G••••• S•••• E••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 12, 2021 to Sep 20, 2022factForm ADV
→ C••••• F•••••••• G•••• L••Registered adviserregistration: previous registration
Nov 9, 2017 to Mar 15, 2021factForm ADV
→ V••• E••••• M••••••••• L••

Dated events

Occurred
Sep 20, 2022
Advisor changed firm
T••• A•••• S•••••••• left G••••• S•••• E••••• A•••••••• L•• for A••••••• I••••••••• A•••••••• L•• (registered 2022-09-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49dd3f65-1395-4962-6361-66ccf402aff4
First observed: Aug 31, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.