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RIA / WealthAdvisorCertified Financial Planner14 years in industry

CHAD MORTIMORE

Advisor at Q3 ADVISORS, LLC

Sparks, NV

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Search this name across graphsid dfx:ria:49dfb0a8-c6ac-b0b9-bdb1-b3644749deba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 21, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q3 ADVISORS, LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 11, 2022
First registration: Mar 21, 2022
Dual registered: no
IAPD individual key: 7429073

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Q3 ADVISORS, LLC	No RAUM reported	Dec 4, 2025	n/a	yes	Sparks, NV	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Dec 1, 2025	no	RENO, NV\|RENO, NV\|SPARKS, NV\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Aug 15, 2024	Mar 31, 2025	no	RENO, NV	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 21, 2022	Jun 27, 2024	no	Reno, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	Q3 ADVISORS, LLC	Dec 1, 2025	Dec 4, 2025	3	Firm change	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
CHARLES SCHWAB & CO., INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jun 27, 2024	Aug 15, 2024	49	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ Q3 ADVISORS, LLCRegistered adviserregistration: current employment
Dec 4, 2025 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Dec 1, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Aug 15, 2024 to Mar 31, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 21, 2022 to Jun 27, 2024factForm ADV

Dated events

Occurred
Dec 1, 2025
Advisor changed firm
Chad Mortimore left Strategic Advisers Llc for Q3 Advisors, Llc (registered 2025-12-04)
Form ADVobserved 5 days ago
Occurred
Jun 27, 2024
Advisor changed firm
Chad Mortimore left Charles Schwab & Co., Inc. for Fidelity Personal And Workplace Advisors (registered 2024-08-15)
Form ADVobserved 5 days ago