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R•••• K•• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

R•••• K•• P••••••

Advisor at S••• W•••••

Hunt Valley, MD

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Search this name across graphsid dfx:ria:49dfbfad-30a9-5b40-8c11-671b8f819f78

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• W•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••• W•••••	Independent wealth	Nov 13, 2002	n/a	yes	Hunt Valley, MD	Current employment
1•• G••••• A••••••• I••	Former SEC adviser	Mar 18, 2002	Nov 16, 2009	no	SPARKS, MD\|HUNT VALLEY, MD

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
1•• G••••• A••••••• I••	S••• W•••••	Nov 16, 2009	Nov 13, 2002	-2,560	Firm change after gap	Other

Relationships

Registered with (2)

→ S••• W•••••Registered adviserregistration: current employment
Nov 13, 2002 to presentfactForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Mar 18, 2002 to Nov 16, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49dfbfad-30a9-5b40-8c11-671b8f819f78
First observed: Mar 18, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.