DFX Intelligence

C••••••••• G••••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

C••••••••• G••••• N••••••

Advisor at D•••••• W••••• P•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:49e00df7-1ce8-f66e-00cc-77300966a1b5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 27, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• F••••• O•••••	Independent wealth	Nov 6, 2025	n/a	yes	TAVARES, FL\|BOCA RATON, FL	Current employment
D•••••• W••••• P•••••••• L••	Independent wealth	Jan 17, 2023	n/a	yes	TAVARES, FL\|Boca Raton, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• L••	D•••••• W••••• P•••••••• L••	Jan 6, 2023	Jan 17, 2023	11	Firm change	Ibd to RIA
N•• A•••••• S•••••••• L••	C••• L••	Jun 3, 2014	Jun 11, 2014

Relationships

Registered with (5)

→ D•••••• F••••• O•••••Registered adviserregistration: current employment
Nov 6, 2025 to presentfactForm ADV
→ D•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Jan 17, 2023 to presentfactForm ADV
→ C••• L••Registered adviserregistration: previous registration
Jun 11, 2014 to Jan 6, 2023factForm ADV
→ N•• A•••••• S•••••••• L••

Dated events

Occurred
Jan 6, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49e00df7-1ce8-f66e-00cc-77300966a1b5
First observed: Sep 19, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.