DFX Intelligence

A•••••• J••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

A•••••• J••••• S•••••

Advisor at C••••••• P•••••••

••• Locked

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Search this name across graphsid dfx:ria:49e3cdf9-0181-99e1-4057-717241c7ecc1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 25, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Apr 3, 2023	n/a	yes	Bellevue, WA\|RENTON, WA\|OVERLAND PARK, KS	Current employment
T•• C•••••• G••••• L••	Former SEC adviser	Nov 9, 2021	Mar 13, 2023	no	SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• C•••••• G••••• L••	C••••••• P•••••••	Mar 13, 2023	Apr 3, 2023	21	Firm change	RIA to RIA
M••••• S••••••	T•• C•••••• G••••• L••	Nov 15, 2021	Nov 9, 2021

Relationships

Registered with (3)

→ C••••••• P•••••••Registered adviserregistration: current employment
Apr 3, 2023 to presentfactForm ADV
→ T•• C•••••• G••••• L••Registered adviserregistration: previous registration
Nov 9, 2021 to Mar 13, 2023factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 25, 2017 to Nov 15, 2021factForm ADV

Dated events

Occurred
Mar 13, 2023
Advisor changed firm
A•••••• J••••• S••••• left T•• C•••••• G••••• L•• for C••••••• P••••••• (registered 2023-04-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49e3cdf9-0181-99e1-4057-717241c7ecc1
First observed: Aug 25, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.