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CRD 161203
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| TELOS CLO 2016-7, LTD. | Securitized Asset Fund | $204M | Apr 28, 2017 | 2 | Mar 30, 2017 | dropped | n/a |
| TCOF CREDIT OPPORTUNITIES FUND, L.P. | Hedge Fund | $55.3M | May 23, 2019 | 5 | Mar 30, 2017 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BARNES, MICHAEL, GENE | CHIEF EXECUTIVE OFFICER | C | yes | 01/2019 | May 7, 2012 | May 23, 2019 |
| BELL, SANDRA, ELIZABETH | CHIEF FINANCIAL OFFICER | Na | yes | 07/2015 | Jul 2, 2015 | May 23, 2019 |
| ILANY, JONATHAN | President | Na | yes | 01/2019 | Oct 2, 2014 | May 23, 2019 |
| RIFKIND, NEIL, CHARLES | GENERAL COUNSEL | Na | yes | 07/2013 | Mar 28, 2014 | May 23, 2019 |
| TIPTREE INC. | SOLE AND MANAGING MEMBER | E | yes | 04/2018 | Mar 30, 2017 | May 23, 2019 |
| TIPTREE OPERATING COMPANY, LLC | SOLE AND MANAGING MEMBER | E | yes | 09/2017 | Jul 5, 2013 | May 23, 2019 |
| WYATT, JULIA, HELENE | CHIEF OPERATING OFFICER | Na | yes | 04/2012 | May 7, 2012 | May 23, 2019 |
| KWOK, SIEW, KAI | CHIEF COMPLIANCE OFFICER | Na | no | 01/2016 | Jan 4, 2016 | May 23, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CORVID PEAK CAPITAL MANAGEMENT, LLC | n/a | Institutional manager | $2.3B | N | yes | n/a |
| FORTEGRA FINANCIAL CORPORATION | n/a | n/a | n/a | N | yes | n/a |
| TRICADIA FINANCIALS GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Mar 26, 2019 | $1.7B | $1.7B | 8 | 8 | 1 | 8 | $1.7B |
| 2017 | Mar 28, 2018 | $1.8B | $1.8B | 44 | 9 | 1 | 8 | $1.8B |
| 2016 | Mar 30, 2017 | $2.0B | $2.0B | 40 | 9 | n/a | 9 | $2.0B |
| 2015 | Mar 29, 2016 | $1.7B | $1.7B | 34 | 11 | n/a | 7 | $1.6B |
| 2014 | Mar 30, 2015 | $2.0B | $2.0B | 28 | 11 | n/a | 7 | $2.0B |
| 2013 | Mar 28, 2014 | $1.6B | $1.6B | 23 | 12 | n/a | 5 | $1.6B |
| 2012 | Mar 28, 2013 | $1.4B | $1.4B | 13 | 12 | n/a | 4 | $1.2B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $76.3M | $1.8B | -95.7% | $1.7B | -64.6% | 2 | 44 | 1 | 1 |