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L•••••• N••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

L•••••• N••••• K•••••

Advisor at M••••• S••••••

Morristown, NJ

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Search this name across graphsid dfx:ria:49f15c9b-6b1b-d8ad-5430-4c48605a079d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jul 17, 2019	n/a	yes	Morristown, NJ	Current employment
S••••• F••••••••• L••	Bd affiliated wealth	Jan 3, 2019	Jul 9, 2019	no	Parsippany, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F••••••••• L••	M••••• S••••••	Jul 9, 2019	Jul 17, 2019	8	Firm change	Ibd to wirehouse
S••••• E••••••• I••	S••••• F••••••••• L••	Dec 27, 2018	Jan 3, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
11039:299322:NJ:2018-12-21	Dec 27, 2018	Jan 3, 2019	PARSIPPANY, NJ	Firm change
104990:11039:NJ:2018-09-20	Sep 20, 2018	Nov 3, 2017	PARSIPPANY, NJ	Firm change after gap

Relationships

Registered with (5)

→ M••••• S••••••Registered adviserregistration: current employment
Jul 17, 2019 to presentfactForm ADV
→ S••••• F••••••••• L••Registered adviserregistration: previous registration
Jan 3, 2019 to Jul 9, 2019factForm ADV
→ S••••• E••••••• I••Registered adviserregistration: previous registration
Nov 3, 2017 to Dec 27, 2018factForm ADV
→ S••••• F•••••••• R•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49f15c9b-6b1b-d8ad-5430-4c48605a079d
First observed: Oct 24, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.