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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

KENNETH LOWELL FRESEMAN

Advisor at SGL INVESTMENT ADVISORS, INC.

MISSOULA, MT

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Search this name across graphsid dfx:ria:49f169e0-99a7-4f2a-ab00-40d1dadb80df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 7, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SGL INVESTMENT ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S63|S65
First exam: Dec 20, 1991
First registration: Dec 7, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 214140

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SGL INVESTMENT ADVISORS, INC.	Independent wealth	Jan 7, 2021	n/a	yes	MISSOULA, MT	Current employment
S.G. LONG & COMPANY	State registered	Jan 16, 2018	n/a	yes	MISSOULA, MT	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	May 1, 2009	Sep 9, 2014	no	MISSOULA, MT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	May 1, 2009	no	MISSOULA, MT	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Dec 7, 2006	Jan 1, 2008	no	MISSOULA, MT\|MISSOULA, MT\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	S.G. LONG & COMPANY	Sep 9, 2014	Jan 16, 2018	1,225	Firm change after gap	Ibd to state RIA
WELLS FARGO ADVISORS	RBC CAPITAL MARKETS, LLC	May 1, 2009	May 1, 2009	0	Firm change	Wirehouse to ibd
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (5)

→ SGL INVESTMENT ADVISORS, INC.Registered adviserregistration: current employment
Jan 7, 2021 to presentfactForm ADV
→ S.G. LONG & COMPANYRegistered adviserregistration: current employment
Jan 16, 2018 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
May 1, 2009 to Sep 9, 2014factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to May 1, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Dec 7, 2006 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.