DFX Intelligence

A•••••••• B•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

A•••••••• B•••••• M••••

Advisor at M••••• G••••• A••••••• I•••

DENVER, CO | Charlotte, NC

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Search this name across graphsid dfx:ria:49f6942c-f548-eda4-925f-c255577d0cca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 19, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 17, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Oct 27, 2023	n/a	yes	DENVER, CO\|Charlotte, NC	Current employment
K••••••••• C••••••• L••	Former SEC adviser	Jul 2, 2009	Nov 7, 2024	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••••• C••••••• L••	M••••• G••••• A••••••• I•••	Nov 7, 2024	Oct 27, 2023	-377	Firm change after gap	RIA to RIA
W••••••••• A•••••••	K••••••••• C••••••• L••	Jun 30, 2009	Jul 2, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
150484:147363:NC:2024-11-07	Nov 7, 2024	Oct 27, 2023	CHARLOTTE, NC	Firm change after gap

Relationships

Registered with (4)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Oct 27, 2023 to presentfactForm ADV
→ K••••••••• C••••••• L••Registered adviserregistration: previous registration
Jul 2, 2009 to Nov 7, 2024factForm ADV
→ W••••••••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2007 to Jun 30, 2009factForm ADV
→ M•••• J•••• M• R••••••• I••Registered adviserregistration: previous registration

Dated events

Occurred
Nov 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49f6942c-f548-eda4-925f-c255577d0cca
First observed: Nov 19, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.