DFX Intelligence

P••• D••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor22 years in industry

P••• D••• C••••••

Advisor at C•••••• W••••• M••••••••• L••

GROVE CITY, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:49fa3765-0cd2-3d77-412c-dd84d1a2ffab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 16, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• M••••••••• L••	Independent wealth	Jun 17, 2016	n/a	yes	GROVE CITY, OH	Current employment
Q•••••• A•••• M••••••••• I•••	Former SEC adviser	Jan 7, 2005	Jun 23, 2016	no	MINNEAPOLIS, MN\|MILLERSPORT, OH\|GROVE CITY, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••• A•••• M••••••••• I•••	C•••••• W••••• M••••••••• L••	Jun 23, 2016	Jun 17, 2016	-6	Firm change	Other
Q•••••• C•••••• C•••••••••	Q•••••• A•••• M••••••••• I•••	Dec 31, 2005	Jan 7, 2005

Relationships

Registered with (3)

→ C•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 17, 2016 to presentfactForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 7, 2005 to Jun 23, 2016factForm ADV
→ Q•••••• C•••••• C•••••••••Registered adviserregistration: previous registration
Jul 16, 2004 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49fa3765-0cd2-3d77-412c-dd84d1a2ffab
First observed: Jul 16, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.