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S••••••• I••••••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

S••••••• I••••••••• G•••• L••

CRD 146551

WAYNE, PA

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Search this name across graphsid dfx:ria:4a000566-0425-cbba-144a-ba6b986979c1

Data as of Mar 15, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Nov 7, 2011 to Mar 15, 2017
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $36.0MItem 5.F on the latest filing (2017-03-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $36.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••••••• I••••••••• P••••••• L•	Hedge Fund	$1.2M	Mar 14, 2013	1	Mar 23, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••••••• G••••••• R•••••	LIMITED PARTNER	E	yes	01/2013	Nov 7, 2011	Mar 15, 2017
L•••••••• G••••••• R•••••	MANAGING MEMBER	Na	yes	02/2008	Nov 7, 2011

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$36.0M	$318M	-88.7%	$385M	-54.6%	4	7	n/a	n/a

Relationships

Controls (2)

← L•••••••• G••••••• R•••••OwnerLIMITED PARTNER, ownership code E, individual
Nov 7, 2011 to presentfactForm ADV
← M•••••• J•••••• T•••••OwnerMANAGING MEMBER, ownership code E, individual
Nov 7, 2011 to presentfactForm ADV

Owns (4)

← F••••• A••••••• B••••OwnerMANAGING MEMBER, ownership code E, individual
Mar 25, 2014 to presentfactForm ADV
← M••••• H••••••• L•OwnerOWNER, ownership code D, domestic entity

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a000566-0425-cbba-144a-ba6b986979c1
First observed: Nov 7, 2011
Last observed: Mar 15, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.