DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••• P••••••• I••••••••• A•••••••• L••
NEWPORT BEACH, CA | MIDDLETOWN, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• P••••••• I••••••••• A•••••••• L•• | I•••••••••_MANAGER | Dec 2, 2024 | n/a | yes | NEWPORT BEACH, CA|MIDDLETOWN, MD | Current employment |
| G••••• R••••••••• P••••••• L•• | I•••••••••_MANAGER | May 3, 2021 | Dec 4, 2024 | no | SAN RAFAEL, CA|Middletown, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••• R••••••••• P••••••• L•• | C••••••• P••••••• I••••••••• A•••••••• L•• | Dec 4, 2024 | Dec 2, 2024 | -2 | Firm change | Other |
| I••••••••• F•••••••• P••••••• | G••••• R••••••••• P••••••• L•• | Jun 1, 2021 | May 3, 2021 |
| I••••••••• F•••••••• P••••••• | Bd affiliated wealth | Jul 18, 2011 | Jun 1, 2021 | no | FREDERICK, MD|Middletown, MD | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 30, 2010 | May 13, 2011 | no | FORT MILL, SC|BRYAN, OH|FREDERICK, MD|ARLINGTON, VA | Previous registration |
| N•• A•••••••• I••• | n/a | Jun 7, 2010 | Nov 30, 2010 | no | FREDERICK, MD|BRYAN, OH | Previous registration |
| -29 |
| Firm change |
| Other |
| L•• F•••••••• L•• | I••••••••• F•••••••• P••••••• | May 13, 2011 | Jul 18, 2011 | 66 | Firm change | Other |
| N•• A•••••••• I••• | L•• F•••••••• L•• | Nov 30, 2010 | Nov 30, 2010 | 0 | Bulk transfer | Other |