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RIA / WealthAdvisorChartered Financial Consultant31 years in industry

MICHAEL LEON WALDRIDGE

Advisor at CERITY PARTNERS LLC

Louisville, KY | NEW YORK, NY

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Search this name across graphsid dfx:ria:4a020abb-cfc4-87b2-820b-32469d33f170

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CERITY PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 4, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63
First exam: Jan 4, 1995
First registration: Mar 31, 2004
Dual registered: no
Other names: MIKE WALDRIDGE|MICHAEL LEON WALDRIDGE
IAPD individual key: 2570611

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CERITY PARTNERS LLC	Independent wealth	Apr 25, 2023	n/a	yes	Louisville, KY\|NEW YORK, NY	Current employment
CERITY PARTNERS OCIO LLC	Institutional manager	Jan 27, 2010	Apr 24, 2023	no	NEW YORK, NY	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Mar 27, 2008	May 31, 2013	no	LOUISVILLE, KY	Previous registration
ASSETMARK, INC.	Bd affiliated wealth	Oct 24, 2005	Mar 20, 2008	no	CHICAGO, IL\|CONCORD, CA	Previous registration
TRANSAMERICA INVESTMENT MANAGEMENT, LLC	n/a	Mar 31, 2004	Mar 25, 2008	no	DAYTON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CERITY PARTNERS OCIO LLC	CERITY PARTNERS LLC	Apr 24, 2023	Apr 25, 2023	1	Bulk transfer	RIA to RIA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	CERITY PARTNERS OCIO LLC	May 31, 2013	Jan 27, 2010	-1,220	Firm change after gap	Other
TRANSAMERICA INVESTMENT MANAGEMENT, LLC	ASSETMARK, INC.	Mar 25, 2008	Oct 24, 2005	-883	Firm change after gap	Other
ASSETMARK, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Mar 20, 2008	Mar 27, 2008	7	Firm change	Other

Relationships

Registered with (5)

→ CERITY PARTNERS LLCRegistered adviserregistration: current employment
Apr 25, 2023 to presentfactForm ADV
→ CERITY PARTNERS OCIO LLCRegistered adviserregistration: previous registration
Jan 27, 2010 to Apr 24, 2023factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Mar 27, 2008 to May 31, 2013factForm ADV
→ TRANSAMERICA INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 31, 2004 to Mar 25, 2008factForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Oct 24, 2005 to Mar 20, 2008factForm ADV

Dated events

No dated event names this entity yet.