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CRD 120783
LITTLETON, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN GETTY BRANT | n/a | LITTLETON, CO | 24 | 24 | n/a | no |
| JOHN GETTY BRANT | Chartered Financial Analyst | LITTLETON, CO | 19 | 20 | n/a | no |
| CHARLES SPENCER BRANT | Chartered Financial Analyst | LITTLETON, CO | 15 | 15 | n/a | no |
| MATTHEW D DUPREE | Chartered Financial Analyst | LITTLETON, CO | DENVER, CO | Denver, CO | 2 | 31 | 3 | no |
| RUSSELL JOHN MATTHEWS | n/a | LITTLETON, CO | DENVER, CO | 1 | 23 | 3 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| BRANZAN ALTERNATIVE INVESTMENT FUND, L.L.L.P. | Other Private Fund | $73.5M | Dec 20, 2024 | 73 | Mar 29, 2012 | reported | 021-51692 |
| BRANZAN ENERGY INCOME FUND II L.L.L.P. | Other Private Fund | $12.5M | Dec 20, 2024 | 41 | Mar 27, 2019 | reported | 021-331898 |
| BRANZAN ALTERNATIVE OPPORTUNITIES FUND, L.L.L.P. | Other Private Fund | $7.5M | Jun 25, 2019 | 24 | Mar 29, 2012 | dropped | 021-178529 |
| BRANZAN ENERGY INCOME FUND III, L.L.L.P. | Other Private Fund | $4.2M | Dec 20, 2024 | 13 | May 3, 2024 | reported | 021-506342 |
| BRANZAN ENERGY INCOME FUND, L.L.L.P. | Other Private Fund | $2.9M | Dec 20, 2024 | 5 | Apr 1, 2015 | reported | 021-236215 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BRANT, CHARLES, SPENCER | SECRETARY/VICE PRESIDENT | D | yes | 01/2014 | Mar 19, 2014 | Dec 20, 2024 |
| BRANT, JOHN, GETTY | VICE PRESIDENT | Na | yes | 10/2001 | Mar 29, 2012 | Dec 20, 2024 |
| BRANT, JOHN, GETTY | PRESIDENT/SHAREHOLDER/CHIEF COMPLIANCE OFFICER | D | yes | 01/2011 | Mar 29, 2012 | Dec 20, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 12, 2026 | $115M | $115M | 6 | 5 | 0 | 3 | n/a |
| 2024 | Mar 27, 2025 | $104M | $104M | 6 | 5 | 0 | 4 | n/a |
| 2023 | Mar 29, 2024 | $97.9M | $97.9M | 6 | 5 | 0 | 3 | $88.7M |
| 2022 | Mar 29, 2023 | $100M | $91.8M | 6 | 4 | 0 | 3 | $91.8M |
| 2021 | Mar 22, 2022 | $130M | $87.4M | 5 | 5 | 0 | 3 | $87.4M |
| 2020 | Feb 9, 2021 | $109M | $72.3M | 5 | 5 | 0 | 3 | $72.3M |
| 2019 | Mar 20, 2020 | $113M | $75.1M | 5 | 5 | 0 | 3 | $81.0M |
| 2018 | Mar 27, 2019 | $100M | $67.1M | 5 | 5 | 0 | 4 | $67.1M |
| 2017 | Mar 13, 2018 | $96.6M | $65.9M | 6 | 6 | 0 | 3 | $65.9M |
| 2016 | Mar 29, 2017 | $95.1M | $60.1M | 6 | 5 | n/a | 3 | $60.1M |
| 2015 | Mar 31, 2016 | $92.5M | $65.5M | 6 | 5 | n/a | 3 | $68.5M |
| 2014 | Apr 1, 2015 | $94.1M | $71.5M | 6 | 5 | n/a | 3 | $72.0M |
| 2013 | Mar 19, 2014 | $92.0M | $91.1M | 6 | 5 | n/a | 2 | $79.4M |
| 2012 | Mar 15, 2013 | $95.0M | $94.3M | 6 | 5 | n/a | 2 | $83.7M |
| 2011 | Mar 29, 2012 | $96.4M | $95.2M | n/a | n/a | n/a | 2 | $83.0M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $115M | $104M | 10.4% | $100M | 4.6% | 6 | 6 | 0 | 0 |