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RIA / WealthAdvisor23 years in industry

LEE BURTON JONES

Advisor at ASCENTIS INDEPENDENT ADVISORS, LLC

DALLAS, TX | IRVINE, CA | Irvine, CA

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Search this name across graphsid dfx:ria:4a0c5c04-57b9-651a-7bcb-39bfa6caf49c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASCENTIS INDEPENDENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 26, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 2
Registered states: 1
Exams: S66
First exam: Dec 26, 2002
First registration: Jan 21, 2003
Dual registered: no
IAPD individual key: 4596168

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TANGENT RETIREMENT	State registered	Jun 12, 2026	n/a	yes	IRVINE, CA	Current employment
ASCENTIS INDEPENDENT ADVISORS, LLC	Independent wealth	Sep 16, 2022	n/a	yes	DALLAS, TX\|Irvine, CA	Current employment
GOLDEN STATE EQUITY ADVISORS, LLC	Former SEC adviser	Feb 18, 2021	Sep 20, 2022	no	South Coast Metro, CA	Previous registration
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Dec 17, 2013	Feb 19, 2021	no	IRVINE, CA\|LOS GATOS, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Jan 6, 2012	Dec 16, 2013	no	LAGUNA HILLS, CA\|HUNTINGTON BEACH, CA\|HUNTINGTON BEACH, CA\|FOUNTAIN VALLEY, CA\|COSTA MESA, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Jan 4, 2012	no	AVONDALE, AZ\|GLENDALE, AZ\|GLENDALE, AZ\|SURPRISE, AZ\|GLENDALE, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|GLENDALE, AZ\|PHOENIX, AZ\|GLENDALE, AZ\|PHOENIX, AZ\|AVONDALE, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|ANAHEIM, CA\|ANAHEIM, CA\|FULLERTON, CA\|ANAHEIM, CA\|FULLERTON, CA\|FULLERTON, CA\|SAN CLEMENTE, CA\|IRVINE, CA\|IRVINE, CA\|IRVINE, CA\|IRVINE, CA\|LADERA RANCH, CA\|DANA POINT, CA\|LAGUNA HILLS, CA\|ALISO VIEJO, CA\|LAKE FOREST, CA\|MISSION VIEJO, CA\|LAGUNA HILLS, CA\|MISSION VIEJO, CA\|NEWPORT BEACH, CA\|SAN CLEMENTE, CA\|IRVINE, CA\|IRVINE, CA\|IRVINE, CA\|LAGUNA NIGUEL, CA\|LAGUNA NIGUEL, CA\|MISSION VIEJO, CA\|IRVINE, CA\|RANCHO SANTA MARGARITA, CA\|SAN CLEMENTE, CA\|SAN JUAN CAPISTRANO, CA\|IRVINE, CA\|MISSION VIEJO, CA\|COSTA MESA, CA\|FOOTHILL RANCH, CA\|HUNTINGTON BEACH, CA\|LAKE FOREST, CA\|ORANGE, CA\|ALISO VIEJO, CA\|IRVINE, CA\|LAGUNA NIGUEL, CA\|IRVINE, CA\|IRVINE, CA\|SAN CLEMENTE, CA\|LAKE FOREST, CA\|LADERA RANCH, CA\|LAGUNA HILLS, CA\|SAN JUAN CAPISTRANO, CA\|LAGUNA NIGUEL, CA\|DANA POINT, CA\|FOOTHILL RANCH, CA\|MISSION VIEJO, CA\|NEWPORT BEACH, CA\|IRVINE, CA\|SAN CLEMENTE, CA\|IRVINE, CA\|IRVINE, CA\|MISSION VIEJO, CA\|IRVINE, CA\|RANCHO SANTA MARGARITA, CA\|MISSION VIEJO, CA\|LAGUNA HILLS, CA\|TUSTIN, CA\|IRVINE, CA\|IRVINE, CA\|LAKE FOREST, CA\|MISSION VIEJO, CA\|LAGUNA HILLS, CA\|GARDEN GROVE, CA\|COSTA MESA, CA\|COSTA MESA, CA\|SAN CLEMENTE, CA\|FOUNTAIN VALLEY, CA\|FOUNTAIN VALLEY, CA\|GARDEN GROVE, CA\|HUNTINGTON BEACH, CA\|HUNTINGTON BEACH, CA\|ORANGE, CA\|ORANGE, CA\|SANTA ANA, CA\|SANTA ANA, CA\|WESTMINSTER, CA\|TUSTIN, CA\|HUNTINGTON BEACH, CA\|WESTMINSTER, CA\|SANTA ANA, CA\|SANTA ANA, CA\|ANAHEIM, CA\|MISSION VIEJO, CA\|IRVINE, CA\|GLENDALE, AZ\|GLENDALE, AZ\|SANTA ANA, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Sep 3, 2008	May 2, 2009	no	PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|AVONDALE, AZ\|PEORIA, AZ\|PEORIA, AZ\|PEORIA, AZ\|GLENDALE, AZ\|SURPRISE, AZ\|PHOENIX, AZ\|GLENDALE, AZ\|SURPRISE, AZ\|GLENDALE, AZ\|AVONDALE, AZ\|GLENDALE, AZ\|GLENDALE, AZ\|GLENDALE, AZ\|PHOENIX, AZ\|GLENDALE, AZ\|PHOENIX, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Sep 17, 2007	no	SUN CITY, AZ\|CHICAGO, IL\|GLENDALE, AZ\|PHOENIX, AZ	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Mar 14, 2005	Jul 6, 2005	no	GLENDALE, AZ	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jan 21, 2003	Nov 11, 2004	no	GLENDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GOLDEN STATE EQUITY ADVISORS, LLC	ASCENTIS INDEPENDENT ADVISORS, LLC	Sep 20, 2022	Sep 16, 2022	-4	Firm change	RIA to RIA
STRATOS WEALTH PARTNERS, LTD	GOLDEN STATE EQUITY ADVISORS, LLC	Feb 19, 2021	Feb 18, 2021	-1	Firm change	Ibd to RIA
U.S. BANCORP ADVISORS, LLC	STRATOS WEALTH PARTNERS, LTD	Dec 16, 2013	Dec 17, 2013	1	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	U.S. BANCORP ADVISORS, LLC	Jan 4, 2012	Jan 6, 2012	2	Firm change	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other
CHASE INVESTMENT SERVICES CORP.	WAMU INVESTMENTS, INC.	Sep 17, 2007	Sep 3, 2008	352	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other
WELLS FARGO INVESTMENTS, LLC	BANC ONE SECURITIES CORPORATION	Nov 11, 2004	Mar 14, 2005	123	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
289796:322879:CA:2022-09-20	Sep 20, 2022	Sep 16, 2022	SOUTH COAST METRO, CA	Firm change

Relationships

Registered with (9)

→ TANGENT RETIREMENTRegistered adviserregistration: current employment
Jun 12, 2026 to presentfactForm ADV
→ ASCENTIS INDEPENDENT ADVISORS, LLCRegistered adviserregistration: current employment
Sep 16, 2022 to presentfactForm ADV
→ GOLDEN STATE EQUITY ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 18, 2021 to Sep 20, 2022factForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Dec 17, 2013 to Feb 19, 2021factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 6, 2012 to Dec 16, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Jan 4, 2012factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 3, 2008 to May 2, 2009factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 14, 2005 to Jul 6, 2005factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jan 21, 2003 to Nov 11, 2004factForm ADV

Dated events

Occurred
Sep 20, 2022
Advisor changed firm
Lee Burton Jones left Golden State Equity Advisors, Llc for Ascentis Independent Advisors, Llc (registered 2022-09-16)
Form ADVobserved 5 days ago