DFX Intelligence
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Advisor at L•• F•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 9, 2021 | n/a | yes | GAITHERSBURG, MD|GAITHERSBURG, MD|POOLESVILLE, MD|GAITHERSBURG, MD|ROCKVILLE, MD|ROCKVILLE, MD|GAITHERSBURG, MD|GERMANTOWN, MD|LEESBURG, VA|ROCKVILLE, MD|GERMANTOWN, MD|ROCKVILLE, MD|DAMASCUS, MD | Current employment |
| M•• S••••••••• I••• | n/a | Jul 14, 2006 | Jun 9, 2021 |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• S••••••••• I••• | L•• F•••••••• L•• | Jun 9, 2021 | Jun 9, 2021 | 0 | Bulk transfer | Other |
| C••••••• I••••••••• S••••••• | M•• S••••••••• I••• | Jul 6, 2006 | Jul 14, 2006 |
| BETHESDA, MD|BETHESDA, MD|POOLESVILLE, MD|ROCKVILLE, MD|BETHESDA, MD|KENSINGTON, MD|SILVER SPRING, MD|SILVER SPRING, MD|POTOMAC, MD|POTOMAC, MD|BETHESDA, MD|BETHESDA, MD|ROCKVILLE, MD|GAITHERSBURG, MD|ROCKVILLE, MD|GAITHERSBURG, MD|ANNAPOLIS, MD|GAITHERSBURG, MD|GAITHERSBURG, MD|GERMANTOWN, MD|ROCKVILLE, MD|OLNEY, MD|SILVER SPRING, MD|GERMANTOWN, MD|POTOMAC, MD|ROCKVILLE, MD|BETHESDA, MD|ROCKVILLE, MD|POTOMAC, MD|POTOMAC, MD|BETHESDA, MD|BETHESDA, MD|KENSINGTON, MD|SILVER SPRING, MD|ROCKVILLE, MD|WHEATON, MD|ROCKVILLE, MD|DAMASCUS, MD|GAITHERSBURG, MD|GERMANTOWN, MD|GAITHERSBURG, MD|GERMANTOWN, MD|DAMASCUS, MD|GAITHERSBURG, MD|BETHESDA, MD|Leesburg, VA|POTOMAC, MD|BETHESDA, MD|POTOMAC, MD|GAITHERSBURG, MD|ROCKVILLE, MD|MT. AIRY, MD|ROCKVILLE, MD|BALTIMORE, MD |
| Previous registration |
| C••••••• I••••••••• S••••••• | n/a | Apr 3, 2006 | Jul 6, 2006 | no | WASHINGTON, DC | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Jan 2, 2003 | Mar 13, 2006 | no | BOWIE, MD|BOWIE, MD|WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| Firm change |
| Other |
| S••••••• I••••••••• S•••••••• I••• | C••••••• I••••••••• S••••••• | Mar 13, 2006 | Apr 3, 2006 | 21 | Firm change | Other |