DFX Intelligence

D•••••• J•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)12 years in industry

D•••••• J•••• M•••••••

Advisor at E••••• J••••

ST. LOUIS, MO | Wellington, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4a216cfd-732b-828a-65c1-3f66c7367763

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 29, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Aug 7, 2026	n/a	yes	Wellington, FL\|ST. LOUIS, MO	Current employment
C••• W••••• M••••••••• I•••	Independent wealth	Feb 15, 2024	Aug 11, 2026	no	JUPITER, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• W••••• M••••••••• I•••	E••••• J••••	Aug 11, 2026	Aug 7, 2026	-4	Firm change	RIA to ibd
E••••• J••••	C••• W••••• M••••••••• I•••	Feb 6, 2024	Feb 15, 2024

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: previous registration
Apr 29, 2014 to Feb 6, 2024factForm ADV
→ C••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 15, 2024 to Aug 11, 2026factForm ADV

Dated events

Occurred
Aug 11, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a216cfd-732b-828a-65c1-3f66c7367763
First observed: Apr 29, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.