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Advisor at ROSSBY FINANCIAL, LLC
New Berlin, WI | MELBOURNE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROSSBY FINANCIAL, LLC | Independent wealth | Oct 27, 2023 | n/a | yes | New Berlin, WI|MELBOURNE, FL | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 23, 2015 | Nov 3, 2023 | no | New Berlin, WI|New Berlin, WI | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Jun 26, 2012 | Oct 23, 2015 | no | NEW BERLIN, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | ROSSBY FINANCIAL, LLC | Nov 3, 2023 | Oct 27, 2023 | -7 | Firm change | Ibd to new firm |
| SII INVESTMENTS, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Oct 23, 2015 | Oct 23, 2015 | 0 | Firm change | Other |