DFX Intelligence

S••••• C••••••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

S••••• C••••••••• H•••••

Advisor at O•••• W•••••• I•••

MAUMEE, OH

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Search this name across graphsid dfx:ria:4a38247d-c056-3452-ef55-f9e39d640f14

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jul 8, 2013	n/a	yes	MAUMEE, OH	Current employment
W••••• S••••• S••••••••• I•••	Former SEC adviser	Sep 19, 2007	Jul 11, 2013	no	TOLEDO, OH\|TOLEDO, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• S••••• S••••••••• I•••	O•••• W•••••• I•••	Jul 11, 2013	Jul 8, 2013	-3	Bulk transfer	Other

Relationships

Registered with (2)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jul 8, 2013 to presentfactForm ADV
→ W••••• S••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 19, 2007 to Jul 11, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a38247d-c056-3452-ef55-f9e39d640f14
First observed: Sep 19, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.