This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2010earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S65

First exam

Sep 24, 2022

First registration

Sep 26, 2022

Dual registered

no

Other names

MARLON ERNESTO URBINA PRADO|MARLON E URBINA|Marlon Ernesto Urbina|Marlon E Urbina Prado|Marlon Villavicencio

IAPD individual key

5908158

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4a39b58a-6cb7-0ad7-ce32-474b4f15302c

First observed

Sep 26, 2022

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.