DFX Intelligence

C••••••••• D•••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

C••••••••• D•••• H•••••••

Advisor at O• I••••••••• M••••••••• C•

LEE'S SUMMIT, MO

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Search this name across graphsid dfx:ria:4a39f470-6afa-69c7-cc66-79c2052da999

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O• I••••••••• M••••••••• C•
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Nov 26, 2014	n/a	yes	LEE'S SUMMIT, MO	Current employment
O••••••••• S••••••••• I•••	Bd affiliated wealth	Oct 22, 2009	Dec 8, 2014	no	BARTLESVILLE, OK\|LEES SUMMIT, MO\|INDIANAPOLIS, IN\|TOPEKA, KS\|TOPEKA, KS\|ST LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• S••••••••• I•••	O• I••••••••• M••••••••• C•	Dec 8, 2014	Nov 26, 2014	-12	Firm change	Other
M•• I•••••••• S•••••••• L••	O••••••••• S••••••••• I•••	Oct 12, 2009	Oct 22, 2009

Relationships

Registered with (4)

→ O• I••••••••• M••••••••• C•Registered adviserregistration: current employment
Nov 26, 2014 to presentfactForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 22, 2009 to Dec 8, 2014factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 17, 2008 to Oct 12, 2009factForm ADV
→ N•• E•••••• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a39f470-6afa-69c7-cc66-79c2052da999
First observed: Jun 11, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.