DFX Intelligence

K•••• E••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

K•••• E••• L•••••

Advisor at L••••• W••••• M•••••••••

EL DORADO HILLS, CA

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Search this name across graphsid dfx:ria:4a3f81f3-567c-b8bc-02da-fe82ae36ca50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 24, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 6, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• W••••• M•••••••••	Independent wealth	Oct 5, 2023	n/a	yes	EL DORADO HILLS, CA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Aug 17, 2007	Oct 11, 2023	no	EL DORADO HILLS, CA\|El Dorado Hills, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	L••••• W••••• M•••••••••	Oct 11, 2023	Oct 5, 2023	-6	Firm change	Ibd to new firm
M••••• S•••••• • C•• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Aug 22, 2007	Aug 17, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:146620:CA:2023-10-11	Oct 11, 2023	Oct 5, 2023	EL DORADO HILLS, CA	Firm change

Relationships

Registered with (4)

→ L••••• W••••• M•••••••••Registered adviserregistration: current employment
Oct 5, 2023 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 17, 2007 to Oct 11, 2023factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Apr 2, 2007 to Aug 22, 2007factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration

Dated events

Occurred
Oct 11, 2023
Advisor changed firm
K•••• E••• L••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L••••• W••••• M••••••••• (registered 2023-10-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a3f81f3-567c-b8bc-02da-fe82ae36ca50
First observed: Aug 24, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.