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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WELTON INVESTMENT CORPORATION

CRD 162707

CARMEL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4a4c48dc-fd4a-d5b1-2076-1e4aa13d9bfd

Data as of Jul 29, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2012 to Jul 29, 2014
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $123MItem 5.F on the latest filing (2014-07-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $123M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees: 2
Accounts: 3
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $123Mgross asset value as reported per fund; never fund size
Custody, client assets: $123M
SEC number: 801-74664
CRD: 162707
Filings on the tape: 5
First filed: Mar 16, 2012
Latest filed: Jul 29, 2014
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
WELTON PRIVATE GLOBAL DIRECTIONAL FUND LLC	Hedge Fund	$5.0M	Apr 11, 2012	9	Mar 16, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BELL, ARTHUR, FREDERICK	Director	Na	yes	05/2011	Mar 16, 2012	Jul 29, 2014
DETRAIT, GUILLAUME, PIERRE	CHIEF OPERATING OFFICER	Na	yes	01/2011	Mar 16, 2012	Jul 29, 2014
NOWLIN, DAVID, SCOTT	CHIEF COMPLIANCE OFFICER	Na	yes	01/2006	Mar 16, 2012	Jul 29, 2014
THE WELTON FAMILY TRUST DATED JANUARY 28, 1992	SOLE SHAREHOLDER	E	yes	05/1997	Mar 16, 2012	Jul 29, 2014
THE WELTON FAMILY TRUST DATED JANUARY 28, 1992	SOLE SHAREHOLDER	E	yes	05/1997	Mar 16, 2012	Jul 29, 2014
WELTON, ANNETTE, LEAH	BOARD CHAIR	Na	yes	07/2009	Mar 16, 2012	Jul 29, 2014
WELTON, ANNETTE, LEAH	Trustee	F	yes	01/1992	Mar 16, 2012	Jul 29, 2014
WELTON, PATRICK, LLOYD	Trustee	F	yes	01/1992	Mar 16, 2012	Jul 29, 2014
WELTON, PATRICK, LLOYD	CHIEF EXECUTIVE OFFICER	Na	yes	05/1997	Mar 16, 2012	Jul 29, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WELTON GLOBAL FUNDS MANAGEMENT CORPORATION	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 21, 2014	$123M	$123M	15	2	n/a	1	$123M
2012	Mar 25, 2013	$196M	$196M	18	2	n/a	1	$196M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$123M	$196M	-37.2%	n/a	n/a	15	18	n/a	n/a

Relationships

Controls (6)

← NOWLIN, DAVID, SCOTTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 16, 2012 to presentfactForm ADV
← WELTON, ANNETTE, LEAHOwnerTRUSTEE, ownership code F, individual
Mar 16, 2012 to presentfactForm ADV
← WELTON, PATRICK, LLOYDOwnerTRUSTEE, ownership code F, individual
Mar 16, 2012 to presentfactForm ADV
← DETRAIT, GUILLAUME, PIERREOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 16, 2012 to presentfactForm ADV
← BELL, ARTHUR, FREDERICKOwnerDIRECTOR, ownership code NA, individual
Mar 16, 2012 to presentfactForm ADV
← THE WELTON FAMILY TRUST DATED JANUARY 28, 1992OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 16, 2012 to presentfactForm ADV

Advises (1)

→ WELTON PRIVATE GLOBAL DIRECTIONAL FUND LLCPrivate fundHedge Fund, IA, no longer reported
Mar 16, 2012 to Apr 11, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a4c48dc-fd4a-d5b1-2076-1e4aa13d9bfd
First observed: Mar 16, 2012
Last observed: Jul 29, 2014 147 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WELTON INVESTMENT CORPORATION

CRD 162707

CARMEL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4a4c48dc-fd4a-d5b1-2076-1e4aa13d9bfd

Data as of Jul 29, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:04 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

WELTON PRIVATE GLOBAL DIRECTIONAL FUND LLC

Hedge Fund

$5.0M

Apr 11, 2012

Mar 16, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BELL, ARTHUR, FREDERICK

Director

yes

05/2011

Mar 16, 2012

Jul 29, 2014

DETRAIT, GUILLAUME, PIERRE

CHIEF OPERATING OFFICER

yes

01/2011

Mar 16, 2012

Jul 29, 2014

NOWLIN, DAVID, SCOTT

CHIEF COMPLIANCE OFFICER

yes

01/2006

Mar 16, 2012

Jul 29, 2014

THE WELTON FAMILY TRUST DATED JANUARY 28, 1992

SOLE SHAREHOLDER

yes

05/1997

Mar 16, 2012

Jul 29, 2014

THE WELTON FAMILY TRUST DATED JANUARY 28, 1992

SOLE SHAREHOLDER

yes

05/1997

Mar 16, 2012

Jul 29, 2014

WELTON, ANNETTE, LEAH

BOARD CHAIR

yes

07/2009

Mar 16, 2012

Jul 29, 2014

WELTON, ANNETTE, LEAH

Trustee

yes

01/1992

Mar 16, 2012

Jul 29, 2014

WELTON, PATRICK, LLOYD

Trustee

yes

01/1992

Mar 16, 2012

Jul 29, 2014

WELTON, PATRICK, LLOYD

CHIEF EXECUTIVE OFFICER

yes

05/1997

Mar 16, 2012

Jul 29, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WELTON GLOBAL FUNDS MANAGEMENT CORPORATION

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 21, 2014

$123M

n/a

$123M

2012

Mar 25, 2013

$196M

n/a

$196M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$123M

$196M

-37.2%

n/a