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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WEALTH MANAGEMENT INTERNATIONAL, LTD.

CRD 153146

PEORIA, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4a507145-285b-05bf-68cf-83de113fcec8

Data as of Sep 20, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2012 to Sep 20, 2016
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $100MItem 5.F on the latest filing (2016-09-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $93.5M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 4
Accounts: 657
SEC number: 801-71159
CRD: 153146
Filings on the tape: 14
First filed: Feb 21, 2012
Latest filed: Sep 20, 2016
Organised: Corporation, Arizona

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FORMAN, LYNN, MICHELLE	CHIEF COMPLIANCE OFFICER	Na	yes	02/2010	Feb 21, 2012	Sep 20, 2016
GROFF, JACKIE, LYNN	CORPORATE SECRETARY	D	yes	09/1997	Feb 21, 2012	Sep 20, 2016
GROFF, RICHARD, MICHAEL	President	D	yes	09/1997	Feb 21, 2012	Sep 20, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DANIEL MEIER	n/a	n/a	n/a	N	no	n/a
DANIEL MEIER	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Feb 19, 2016	$101M	$93.5M	10	5	n/a	n/a	n/a
2014	Jan 27, 2015	$109M	$96.0M	10	5	n/a	n/a	n/a
2013	Feb 13, 2014	$109M	$94.4M	10	5	n/a	n/a	n/a
2012	Feb 20, 2013	$112M	$92.1M	10	4	n/a	n/a	n/a
2011	Feb 21, 2012	$137M	$113M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$100M	$109M	-8.3%	$112M	-3.5%	9	10	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COHERENT FINANCIAL ADVISERS, LLC	2	Feb 18, 2016	Jan 5, 2016	PEORIA, AZ	Team lift out	Other	66.7%

Relationships

Controls (3)

← GROFF, RICHARD, MICHAELOwnerPRESIDENT, ownership code D, individual
Feb 21, 2012 to presentfactForm ADV
← GROFF, JACKIE, LYNNOwnerCORPORATE SECRETARY, ownership code D, individual
Feb 21, 2012 to presentfactForm ADV
← FORMAN, LYNN, MICHELLEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 21, 2012 to presentfactForm ADV

Registered with (6)

← RICHARD MICHAEL GROFFAdvisorregistration: previous registration
Jun 2, 2010 to Sep 8, 2017factForm ADV
← DANIEL ROBERT MEIERAdvisorregistration: previous registration
Feb 26, 2016 to Sep 8, 2017factForm ADV
← THOMAS JOHN PIETRACKAdvisorregistration: previous registration
May 29, 2014 to Feb 18, 2016factForm ADV
← SARGON YATROUM ZIAAdvisorregistration: previous registration
May 30, 2012 to Feb 18, 2016factForm ADV
← DOUGLAS WILFORD COLEAdvisorregistration: previous registration
Jun 2, 2010 to May 14, 2014factForm ADV
← ADAM CHARLES CARLINIAdvisorregistration: previous registration
Jun 2, 2010 to Dec 20, 2011factForm ADV

Moved with (1)

→ COHERENT FINANCIAL ADVISERS, LLCRegistered adviser2 advisors, team lift out, same day
Feb 18, 2016 to Jan 5, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a507145-285b-05bf-68cf-83de113fcec8
First observed: Feb 21, 2012
Last observed: Sep 20, 2016 121 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTH MANAGEMENT INTERNATIONAL, LTD.

CRD 153146

PEORIA, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4a507145-285b-05bf-68cf-83de113fcec8

Data as of Sep 20, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FORMAN, LYNN, MICHELLE

CHIEF COMPLIANCE OFFICER

yes

02/2010

Feb 21, 2012

Sep 20, 2016

GROFF, JACKIE, LYNN

CORPORATE SECRETARY

yes

09/1997

Feb 21, 2012

Sep 20, 2016

GROFF, RICHARD, MICHAEL

President

yes

09/1997

Feb 21, 2012

Sep 20, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DANIEL MEIER

n/a

DANIEL MEIER

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Feb 19, 2016

$101M

$93.5M

n/a

2014

Jan 27, 2015

$109M

$96.0M

n/a

2013

Feb 13, 2014

$109M

$94.4M

n/a

2012

Feb 20, 2013

$112M

$92.1M

n/a

2011

Feb 21, 2012

$137M

$113M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$100M

$109M

-8.3%

$112M

-3.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COHERENT FINANCIAL ADVISERS, LLC

Feb 18, 2016

Jan 5, 2016

PEORIA, AZ

Team lift out

Other

66.7%