DFX Intelligence

Z•••••• J• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Z•••••• J• S••••

Advisor at T••••••• I••••••••• M••••••••• I•••

Castle Rock, CO | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:4a556618-32f9-c4c3-1c17-d733a7648009

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 4
On other graphs: 0
Observed: Mar 3, 2022 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Sep 10, 2026	n/a	yes	Castle Rock, CO\|MINNEAPOLIS, MN	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	May 23, 2024	Jul 24, 2026	no	ENGLEWOOD, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	T••••••• I••••••••• M••••••••• I•••	Jul 24, 2026	Sep 10, 2026	48	Firm change	Other
C•••••• S••••• • C••• I•••	N••••••••• M••••• I••••••••• S•••••••••	Apr 12, 2024	May 23, 2024

Relationships

Registered with (3)

→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Sep 10, 2026 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
May 23, 2024 to Jul 24, 2026factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Mar 3, 2022 to Apr 12, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Show 2 bookkeeping events

Occurred
Sep 21, 2026
••• Locked
Occurred
Sep 10, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a556618-32f9-c4c3-1c17-d733a7648009
First observed: Mar 3, 2022
Last observed: Sep 22, 2026 21 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.