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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

JOHN EARL KLAAS

Advisor at GLADSTONE WEALTH PARTNERS

Schaumburg, IL | Marco Island, FL | PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:4a5782ff-2193-8715-4035-c1d9c306ccee

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GLADSTONE WEALTH PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 3, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 3, 1988
First registration: Mar 28, 2001
Dual registered: yes, broker-dealer
Other names: JOHN EARL KLAAS|JOHN EARL KLAAS|JOHN EARL KLAAS|JOHN EARL KLAAS JR|JOHN EARL KLAAS|JOHN EARL KLAAS JR.
IAPD individual key: 1853251

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GLADSTONE WEALTH PARTNERS	Bd affiliated wealth	Feb 6, 2026	n/a	yes	PALM BEACH GARDENS, FL\|Schaumburg, IL\|Marco Island, FL	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 16, 2007	Jun 22, 2021	no	CHICAGO, IL\|BARRINGTON, IL\|Marco Island, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Nov 21, 2007	no	BARRINGTON, IL	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 28, 2001	Apr 2, 2007	no	BARRINGTON, IL\|BARRINGTON, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	GLADSTONE WEALTH PARTNERS	Jun 22, 2021	Feb 6, 2026	1,690	Firm change after gap	Wirehouse to RIA
MORGAN STANLEY & CO. LLC	UBS FINANCIAL SERVICES INC.	Nov 21, 2007	Nov 16, 2007	-5	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ GLADSTONE WEALTH PARTNERSRegistered adviserregistration: current employment
Feb 6, 2026 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 16, 2007 to Jun 22, 2021factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Nov 21, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 28, 2001 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.