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Advisor at CAPTRUST
Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Captrust | Institutional manager | Jun 29, 2023 | n/a | yes | Dallas, TX | Current employment |
| SOUTHERN WEALTH MANAGEMENT LLP | Former SEC adviser | Nov 21, 2019 | Oct 25, 2023 | no | DALLAS, TX | Previous registration |
| M HOLDINGS SECURITIES, INC. | Bd affiliated wealth | Sep 8, 2014 | Oct 1, 2018 | no | DALLAS, TX|DALLAS, TX|PORTLAND, OR|DALLAS, TX | Previous registration |
| CAPITAL PLAN ADVISORS, INC. | n/a | Jan 2, 1995 | Aug 24, 2005 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOUTHERN WEALTH MANAGEMENT LLP | Captrust | Oct 25, 2023 | Jun 29, 2023 | -118 | Firm change after gap | Other |
| M HOLDINGS SECURITIES, INC. | SOUTHERN WEALTH MANAGEMENT LLP | Oct 1, 2018 | Nov 21, 2019 | 416 | Firm change after gap | Ibd to RIA |
| CAPITAL PLAN ADVISORS, INC. | M HOLDINGS SECURITIES, INC. | Aug 24, 2005 | Sep 8, 2014 | 3,302 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134714:175112:TX:2023-10-25 | Oct 25, 2023 | Jun 29, 2023 | DALLAS, TX | Firm change after gap |