DFX Intelligence

A•••••• G••••• E••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant35 years in industry

A•••••• G••••• E••••••••

Advisor at P••••••••• C•••••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:4a5af876-cc49-b860-ad17-35877c66115c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 8, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• C•••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• C•••••• A•••••••	Independent wealth	Aug 6, 2018	n/a	yes	Rocky Mount, NC\|Morehead City, NC\|WESTLAKE, OH	Current employment
M••••• O• O•••• I••••••• S•••••••• I•••	Independent wealth	Oct 8, 2003	Aug 28, 2018	no	WILMINGTON, NC\|ROCKY MOUNT, NC\|WILMINGTON, NC\|Morehead City, NC\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• O• O•••• I••••••• S•••••••• I•••	P••••••••• C•••••• A•••••••	Aug 28, 2018	Aug 6, 2018	-22	Firm change	Other

Relationships

Registered with (2)

→ P••••••••• C•••••• A•••••••Registered adviserregistration: current employment
Aug 6, 2018 to presentfactForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 8, 2003 to Aug 28, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a5af876-cc49-b860-ad17-35877c66115c
First observed: Oct 8, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.