DFX Intelligence

H•••••••• F••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

H•••••••• F••••

H•••••••• F••••, LLC, CRD 136940

NEW YORK, NY

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Search this name across graphsid dfx:ria:4a64fac1-9601-f891-f8e8-e254612d6f92

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 10
On other graphs: 5
Observed: Mar 20, 2012 to Mar 12, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

C•• S••••••••• L•

Venture manager · shared crd

Independent Sponsorsidentity

H•••••••• F••••

Capital provider to sponsors · shared crd

Independent Sponsorsidentity

C•• S••••••••• L•

Intermediary · shared crd

Private Equityidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.28 institutional_share=0.72 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $318M••• Locked
Discretionary RAUM: $88.9M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••••• A••••• E••••• F•••• L••	Other Private Fund	$78.8M	Mar 12, 2026	3	Feb 27, 2018	reported	n/a
S••••• C••••• S••••••••• A••••• E••••• F•••• L•••	Other Private Fund	$54.2M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• J••••• A•••••	Shareholder	E	yes	03/2024	Mar 20, 2012	Oct 10, 2024
A••••• J••••• A•••••	MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, MANAGING MEMBER	E	yes	12/2005	Mar 20, 2012	Oct 10, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$318M	$522M	-39.1%	$482M	-13.0%	2	3	0	0

Relationships

Advises (4)

→ S••••• C••••• A••••• E••••• F•••• L••Private fundOther Private Fund, IA
Feb 27, 2018 to presentfactForm ADV
→ H•••••••• S••••••••• M•••• P•••••••• C•••••••• S••Private fundOther Private Fund, IA
Jan 24, 2020 to presentfactForm ADV
→ S••••• C••••• S••••••••• A••••• E••••• F•••• L•••Private fundOther Private Fund, IA, no longer reported
Feb 27, 2018 to Feb 8, 2022factForm ADV
→ S••••• C••••• S••••••••• A••••• E••••• F•••• L••

Dated events

Occurred
Jul 31, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-230M
Occurred
Jan 12, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 18, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$114M
Occurred
Feb 8, 2022
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a64fac1-9601-f891-f8e8-e254612d6f92
First observed: Mar 20, 2012
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.