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RIA / WealthAdvisor31 years in industry

DOUGLAS GEORGE CIOCCA

Advisor at KAVAR CAPITAL PARTNERS

Leawood, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 29, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KAVAR CAPITAL PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Dec 30, 1994
First registration: Oct 29, 1999
Dual registered: no
Other names: DOUGLAS GEORGE CIOCCA
IAPD individual key: 2495495

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KAVAR CAPITAL PARTNERS	Independent wealth	Jan 5, 2021	n/a	yes	Leawood, KS	Current employment
KAVAR CAPITAL PARTNERS, LLC	Former SEC adviser	Feb 11, 2011	Dec 31, 2020	no	LEAWOOD, KS	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 17, 2007	Feb 1, 2011	no	LEAWOOD, KS\|OMAHA, NE\|Overland Park, KS	Previous registration
WELDON CAPITAL MANAGEMENT, LTD.	n/a	Mar 18, 2004	Mar 3, 2006	no	LEAWOOD, KS	Previous registration
FAS WEALTH PARTNERS, INC.	Independent wealth	Oct 29, 1999	May 11, 2007	no	LEAWOOD, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KAVAR CAPITAL PARTNERS, LLC	KAVAR CAPITAL PARTNERS	Dec 31, 2020	Jan 5, 2021	5	Channel change	RIA to new firm
SECURIAN FINANCIAL SERVICES, INC.	KAVAR CAPITAL PARTNERS, LLC	Feb 1, 2011	Feb 11, 2011	10	Firm change	Other
FAS WEALTH PARTNERS, INC.	WELDON CAPITAL MANAGEMENT, LTD.	May 11, 2007	Mar 18, 2004	-1,149	Firm change after gap	Other
WELDON CAPITAL MANAGEMENT, LTD.	SECURIAN FINANCIAL SERVICES, INC.	Mar 3, 2006	Apr 17, 2007	410	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
155805:311744:KS:2020-12-31	Dec 31, 2020	Jan 5, 2021	LEAWOOD, KS	Firm change

Relationships

Registered with (5)

→ KAVAR CAPITAL PARTNERSRegistered adviserregistration: current employment
Jan 5, 2021 to presentfactForm ADV
→ KAVAR CAPITAL PARTNERS, LLCRegistered adviserregistration: previous registration
Feb 11, 2011 to Dec 31, 2020factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 17, 2007 to Feb 1, 2011factForm ADV
→ FAS WEALTH PARTNERS, INC.Registered adviserregistration: previous registration
Oct 29, 1999 to May 11, 2007factForm ADV
→ WELDON CAPITAL MANAGEMENT, LTD.Registered adviserregistration: previous registration
Mar 18, 2004 to Mar 3, 2006factForm ADV

Dated events

No dated event names this entity yet.